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SEC Names Brett Redfearn as Director of the Division of Trading and Markets

The Securities and Exchange Commission today announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets. The SEC's Division...

Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group

Cowen Inc. (NASDAQ:COWN) (“Cowen” or the “Company”) today announced that Miguel Roman has joined Cowen’s Investment Banking team as Managing Director, Head of Leveraged...

SEC is loosing one of his directors

The Securities and Exchange Commission today announced that Walter E. Jospin, Regional Director of the agency’s Atlanta office, is leaving the agency.  Mr. Jospin...

Supervisory Board of Deutsche Börse AG Resolves Remuneration Cap for Executive Board Members

As Deutsche Börse AG continues to develop its Executive Board remuneration system, it is among other things introducing an upper limit (cap) for total...

CFTC Chairman Giancarlo Appoints Matthew B. Kulkin as Director of the Division of Swap...

U.S. Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo today announced the appointment of Matthew B. Kulkin to serve as Director of the...

Catherine McGuire to Retire After More Than 40 Years at the SEC

The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at...

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

The Securities and Exchange Commission today announced that Dr. Jeffrey H. Harris has been named Director of the agency's Division of Economic and Risk...

ICE Futures Singapore Announces SinoPac As New Exchange

Intercontinental Exchange (NYSE:ICE), a leading operator of global network of exchanges and clearing houses and provider of global data and listing services, today announced...

FINRA Announces Governor Elections and Appointments

The Financial Industry Regulatory Authority (FINRA) announced today the election of Governors to its Board of Governors. Stephen M. Cutler, Executive Vice President and Vice Chairman,...

Fortex Inc. Appoints Paulina Osorio Pérez as Director of Sales, LATAM.

Fortex, Inc., a leading electronic communication network (ECN) trading platform, has announced that Paula Osorio Pérez has joined the company as Director of Sales...

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