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    FCA fines and bans former RBS trader, Neil Danziger

    Regulation Comparic Team -
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil...

    ASIC cancels AFS licence of Smart Trader International

    Regulation Comparic Team -
    ASIC has cancelled the Australian financial services (AFS) licence of NSW-based company Smart Trader International Pty Ltd (AFS 475277) for failing to lodging its...

    LMAX Exchange Group launches LMAX Global, a new fully regulated FCA broker alongside the...

    Regulation Comparic Team -
    LMAX Exchange Group, one of the UK’s fastest growing technology companies and the leading advocate of enhanced transparency and fairness in FX trading, welcomes...

    FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research Ratings

    Regulation Comparic Team -
    The Financial Industry Regulatory Authority (FINRA) announced today it has fined Citigroup Global Markets Inc. (CGMI) $5.5 million and required the firm to pay...

    MAS Issues Prohibition Orders Against Dennis Tey Thean Yang for Unauthorised Trading and Fraud

    Regulation Comparic Team -
    The Monetary Authority of Singapore (MAS) has issued two prohibition orders against Mr Tey Thean Yang Dennis. Mr Tey will be prohibited for a...

    BCSC Returns $120,000 to Three Investors

    Regulation Comparic Team -
    The British Columbia Securities Commission (BCSC) has paid three investors $120,000 that they lost as a result of misconduct by Ayaz Dhanani. In May 2016,...

    Broker Charged With Giving Special Access to IPOs for Cash Kickbacks

    Regulation Comparic Team -
    The Securities and Exchange Commission today charged a Wall Street stockbroker with illegally accepting more than $1 million in undisclosed kickbacks for giving certain...

    FXCM Group Comments on ESMA and FCA Statements

    Regulation Comparic Team -
    FXCM Group, LLC ("FXCM Group" or “FXCM”), a leading international provider of online foreign exchange trading, CFD trading, spread betting and related services, today released a statement...

    Interactive Brokers LLC Pays $250,000 Infringement Notice Penalty

    Regulation Comparic Team -
    Interactive Brokers LLC ('Interactive') has paid a penalty of $250,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel ('the...

    ASIC Broadens Fintech Cooperation with Canadian Regulators

    Regulation Comparic Team -
    ASIC has today announced a Cooperation Agreement with Canadian regulators on fintech cooperation. This agreement expands the existing framework for information sharing and also...
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    The comparic.com portal informs that investing in financial markets may be associated with a significant level of risk and significant losses of invested funds. Particular consideration should be given to financial instruments based on margin trading, in particular, Forex currency exchange instruments (FOReign EXchange), futures and CFDs (Contract for Difference). For these instruments, leverage may result in losses exceeding the investor's initial deposit.

    CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. From 74% to 89% of retail investor accounts have money losses as a result of trading CFDs. Think about whether you understand how CFDs work and whether you can afford the high risk of losing your money.

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