SEC is loosing one of his directors

The Securities and Exchange Commission today announced that Walter E. Jospin, Regional Director of the agency’s Atlanta office, is leaving the agency.  Mr. Jospin...

DTCC appoints Derek West as chief compliance officer at European trade repository

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that Derek West, former...

Exchange Council of Frankfurt Stock Exchange elects new Chairman

The Exchange Council of the Frankfurt Stock Exchange was reconstituted today. The members of the Exchange Council unanimously elected Lars Hille, member of the...

Daniel Michael Named Chief of Enforcement Division’s Complex Financial Instruments Unit

The Securities and Exchange Commission today announced that Daniel Michael has been named chief of the Enforcement Division’s Complex Financial Instruments Unit. In his new...

Axioma Names Former UBS Delta Executive Ian Lumb Managing Director, Head of Risk Solutions

Axioma announced today the appointment of Ian Lumb as Managing Director, Head of Risk Solutions, a newly created position. Lumb was previously Global Head...

CFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director and Chief Innovation Officer

U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today appointed Daniel Gorfine to serve as Director of LabCFTC and Chief Innovation...

SEC Names Dr. Narahari Phatak Associate Director for Policy in the Division of Economic...

The Securities and Exchange Commission today announced that Dr. Narahari Phatak has been named Associate Director for Policy in the Division of Economic and...

Trading and Markets Director Stephen Luparello to Leave SEC

The Securities and Exchange Commission today announced that Stephen Luparello, Director of the Division of Trading and Markets, will leave the agency by the...

Prime of prime brokerage Stater Global Markets launches

Ramy Soliman has been appointed chief executive of the new London-based prime of prime brokerage, Stater Global Markets. Soliman is a well-known industry figure, with...

TMX Group Announces Changes to Executive Committee

TMX Group Limited today announced executive changes, including new strategic and expanded responsibilities for several members of the company's senior management team. "Today marks an...

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