CFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director and Chief Innovation Officer
U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today appointed Daniel Gorfine to serve as Director of LabCFTC and Chief Innovation...
Supervisory Board of Deutsche Börse AG Resolves Remuneration Cap for Executive Board Members
As Deutsche Börse AG continues to develop its Executive Board remuneration system, it is among other things introducing an upper limit (cap) for total...
Catherine McGuire to Retire After More Than 40 Years at the SEC
The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at...
LSEG Board Appointment
London Stock Exchange Group plc (LSEG) today announces that Val Rahmani will join the Group Board as an Independent Non-Executive Director, with effect from...
Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group
Cowen Inc. (NASDAQ:COWN) (“Cowen” or the “Company”) today announced that Miguel Roman has joined Cowen’s Investment Banking team as Managing Director, Head of Leveraged...
Boat Services strengthens fast growing team, Carl Nilsen joins as Director of Sales
Carl Nilsen joins Boat Services to further develop the company’s fast growing RegTech business, focused on MiFID II transparency
With business gaining momentum and more...
SEC Names Stephanie Avakian and Steven Peikin as Co-Directors of Enforcement
The Securities and Exchange Commission today announced that Acting Director of the Division of Enforcement Stephanie Avakian and former federal prosecutor Steven Peikin have...
Securities Commission Malaysia New Appointments
Securities Commission Malaysia (SC) today announced the appointment of Dato’ Gumuri Hussain as the Executive Chairman of Audit Oversight Board (AOB), effective 18 November 2016.
Dato’...
ASIC Announces the Initial Members of the Financial Services and Credit Panel
Following expressions of interest from leaders in the financial services and consumer credit industry to become members of the Financial Services and Credit Panel...
XTB: Jakub Zablocki Dismissed As Chairman of the Supervisory Board
X-Trade Brokers Dom Maklerski S.A. (XTB) announced that on May 30, 2017, Jakub Zablocki decided to dismiss his position as Chairman of the Supervisory...