SEC is loosing one of his directors

The Securities and Exchange Commission today announced that Walter E. Jospin, Regional Director of the agency’s Atlanta office, is leaving the agency.  Mr. Jospin...

Daniel Michael Named Chief of Enforcement Division’s Complex Financial Instruments Unit

The Securities and Exchange Commission today announced that Daniel Michael has been named chief of the Enforcement Division’s Complex Financial Instruments Unit. In his new...

KCG Adds Four New Independent Directors To Board

KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as...

SEC Announces Christopher Hetner as Senior Advisor to the Chairman for Cybersecurity Policy

The Securities and Exchange Commission today announced that Christopher R. Hetner will continue to serve as Senior Advisor to Chairman Jay Clayton for Cybersecurity...

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

The Securities and Exchange Commission today announced that Dr. Jeffrey H. Harris has been named Director of the agency's Division of Economic and Risk...

Invast Global Attracts 2 Investment Bank Heavyweights

With a distinguished, twenty-year career at UBS under his belt, most notably as the Executive Director & CEO of UBS Futures Singapore, Andrew Pal...

Boat Services strengthens fast growing team, Carl Nilsen joins as Director of Sales

Carl Nilsen joins Boat Services to further develop the company’s fast growing RegTech business, focused on MiFID II transparency With business gaining momentum and more...

Axioma Names Jacqueline Gaillard as Managing Director

Axioma, a leading provider of enterprise market risk and portfolio management solutions, today announced the appointment of Jacqueline Gaillard as Managing Director, People &...

Jeremy Anderson for Election to the Board of UBS Group AG

The UBS Board of Directors announced today that it will nominate Jeremy Anderson for election to the Board of UBS Group AG at the...

CFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director and Chief Innovation Officer

U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today appointed Daniel Gorfine to serve as Director of LabCFTC and Chief Innovation...

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