Jay Clayton Sworn in as Chairman of SEC

Jay Clayton was sworn into office this afternoon by U.S. Supreme Court Justice Anthony M. Kennedy as the 32nd Chairman of the Securities and Exchange...

Exchange Council of Frankfurt Stock Exchange elects new Chairman

The Exchange Council of the Frankfurt Stock Exchange was reconstituted today. The members of the Exchange Council unanimously elected Lars Hille, member of the...

ASIC Announces the Initial Members of the Financial Services and Credit Panel

Following expressions of interest from leaders in the financial services and consumer credit industry to become members of the Financial Services and Credit Panel...

CFTC Chairman Timothy Massad Announces Resignation as Chairman

Chairman Timothy G. Massad today said he has tendered to President Obama his resignation as Chairman of the U.S. Commodity Futures Trading Commission, effective...

FINRA Announces Governor Elections and Appointments

The Financial Industry Regulatory Authority (FINRA) announced today the election of Governors to its Board of Governors. Stephen M. Cutler, Executive Vice President and Vice Chairman,...

KCG Adds Four New Independent Directors To Board

KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as...

Axioma Names Former UBS Delta Executive Ian Lumb Managing Director, Head of Risk Solutions

Axioma announced today the appointment of Ian Lumb as Managing Director, Head of Risk Solutions, a newly created position. Lumb was previously Global Head...

NEX Optimisation Appoints Paul Busby as Global Head of Sales for ENSO

NEX Optimisation, which helps clients reduce complexity and optimise resources across the transaction lifecycle, announces today that it has appointed Paul Busby as Global...

Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group

Cowen Inc. (NASDAQ:COWN) (“Cowen” or the “Company”) today announced that Miguel Roman has joined Cowen’s Investment Banking team as Managing Director, Head of Leveraged...

Dundon Drives Strategic FX Projects at Exegy

Exegy, Inc., a leading provider of managed services and technology for low-latency financial market data, has hired Karl Dundon as a global FX Product...

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