SEC Names Stephanie Avakian and Steven Peikin as Co-Directors of Enforcement

The Securities and Exchange Commission today announced that Acting Director of the Division of Enforcement Stephanie Avakian and former federal prosecutor Steven Peikin have...

Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group

Cowen Inc. (NASDAQ:COWN) (“Cowen” or the “Company”) today announced that Miguel Roman has joined Cowen’s Investment Banking team as Managing Director, Head of Leveraged...

Exchange Council of Frankfurt Stock Exchange elects new Chairman

The Exchange Council of the Frankfurt Stock Exchange was reconstituted today. The members of the Exchange Council unanimously elected Lars Hille, member of the...

CFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director and Chief Innovation Officer

U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today appointed Daniel Gorfine to serve as Director of LabCFTC and Chief Innovation...

CFTC Chairman Giancarlo Appoints Matthew B. Kulkin as Director of the Division of Swap...

U.S. Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo today announced the appointment of Matthew B. Kulkin to serve as Director of the...

Jakub Malý – CEO of XTB – dismissed!

X-Trade Brokers informed today about changes in the company’s management – after two years COE Jakub Malý was dismissed, temporary the CEO of the...

SEC Names Brett Redfearn as Director of the Division of Trading and Markets

The Securities and Exchange Commission today announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets. The SEC's Division...

DTCC appoints Derek West as chief compliance officer at European trade repository

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that Derek West, former...

KCG Adds Four New Independent Directors To Board

KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as...

Catherine McGuire to Retire After More Than 40 Years at the SEC

The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at...

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