Market volatility drives record trading results for Liquidnet Apac
Liquidnet, the global institutional trading network, today announced a record in the third quarter in Asia Pacific as buy-side Members increased trading activity amid a spike in marketmoving events.
Volumes rose 27% on the previous quarter with US$8.99 billion principal traded in APAC for the...
ASX Updates Its Cash Equities Clearing And Settlement Code Of Practice
ASX has updated its Cash Equities Clearing and Settlement Code of Practice (Code) to align with the set of Regulatory Expectations released today by the Council of Financial Regulators (CFR).
The Regulatory Expectations provide a framework for ASX’s conduct in operating its cash equities clearing...
FCA fines Sonali Bank
The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering reporting officer (MLRO), Steven Smith, £17,900...
Italian CONSOB warns againts two unregulated entities
The National Commission for Companies and the Stock Exchange reports that:
the company FXGlory Ltd is not authorised to provide investment services and business in Italy in any way, including through the website www.fxglory.com;
the company CFI Holding Group is not authorised to...
EXANTE Became A Member Of The Malta Stock Exchange
As you can read on EXANTE website, company became official member of Malta Stock Exchange:
"We have great and very important news to share with you! Yesterday, on October 6, 2016 EXANTE became an official member of the Malta Stock Exchange and hosted a formal reception...
New Thomson Reuters Toronto Technology Centre to Create 1,500 Jobs in Canada
Thomson Reuters today announced the expansion of its Canadian operations with the creation of a new technology centre in downtown Toronto, Ontario. The Toronto Technology Centre is expected to create 400 high-quality technology jobs in Canada over the next two years, with plans to...
ESMA consults on MiFID II guidelines regarding trading halts
The European Securities and Markets Authority (ESMA) has issued today a public consultation regarding draft guidelines on trading halts under the Markets in Financial Instruments Directive (MiFID II). MiFID II provides that “Member States shall require a regulated market to be able to temporarily...
Solactive Introduces New Index
Solactive announces the launch of the Solactive Sustainable Development Goals World Index – a new index which enables investors to gain exposure to companies that have been identified as making a significant contribution to the advancement of the United Nations’ Sustainable Development Goals (SDGs)....
SIX opens F10 and starts new fintech startup accelerator program
SIX, the operator of the Swiss financial market infrastructure, is opening its fintech startup accelerator F10 to more firms in the Swiss financial center under the umbrella of its newly formed F10 Incubator and Accelerator.
The aim of the association is to promote Switzerland's fintech...
NFA bars introducing broker Vankar Trading Corp.
NFA permanently bars Chicago, Ill., introducing broker Vankar Trading Corp. from membership and bars its principal and associated person John Karvelas from acting as a principal of an NFA Member for 10 years.
October 4, Chicago—National Futures Association (NFA) has permanently barred Chicago, Ill., introducing...
