Broadridge Expands Presence in Asia with New Singapore Office and Senior Appointment

Broadridge Financial Solutions, Inc. (NYSE: BR), a leading provider of technology and operations, communications and data and analytics solutions for financial services firms, has significantly expanded its on-the-ground presence in the region, affirming its commitment to the Asian market. Last month, Broadridge moved to its...

Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers

The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Loretta C. Biggs of the U.S. District Court for the Middle District of North Carolina entered an Order of Final Judgment by Default (Order) against Defendants Tracy Lee Thomas (a/k/a Treyton L. Thomas, a/k/a Trayton L....

SEC Issues $20 Million Whistleblower Award

The Securities and Exchange Commission today announced an award of more than $20 million to a whistleblower who promptly came forward with valuable information that enabled the SEC to move quickly and initiate an enforcement action against wrongdoers before they could squander the money. The...

ASIC Cancels Gallop International’s Australian Financial Services Licence

ASIC has cancelled the Australian financial service licence (AFS) licence of Gallop International Group Pty Ltd, formerly known as Weather Pro Exchange Pty Ltd (ACN 147 664 551) (Gallop). The cancellation of the AFS licence is effective from 24 May 2017. Gallop was authorised to provide financial...

KCG Releases December 2016 Trade Volumes

KCG Holdings, Inc. (NYSE: KCG) today released trade volumes for the month of December 2016.In Market Making, KCG averaged $26.7 billion dollar volume traded, 6.4 billion shares traded, and 3.4 million trades per day in U.S. equities. In Global Execution Services: KCG Institutional Equities averaged...

XM to Participate at World of Trading in Frankfurt

On 17th and 18th November 2017, XM will be attending one of the largest money and investment exhibitions of Germany, World of Trading, organized in Frankfurt.The prestigious two-day event will take place on the premises of Forum der Messe in one of the most...

DKG Group Signs with EGS to Formally Launch European Dark Pool Trading Platform

Eurex Global Securities (EGS), a leading European-based financial services powerhouse with an excellent reputation in this field, specifically with its award winning dark pool trading platform has signed an exclusive agreement with DKG Group for trading on its new platform. The firm and more specifically...

Orbex and Nour Al-Hammoury Announce a New Educational Partnership

Orbex, an innovative leader in online forex trading, alongside with a world-renowned market strategist and analyst, Nour Eldeen Al-Hammoury, has recently announced a launch of the new educational partnership, meant to add a new dimension to traders’ learning experience, expand the scope of the...

Take part in Blockchain Life 2019! April 23-24 in Singapore

On April 23-24 in Singapore the global forum Blockchain Life 2019 welcomes 5000+ attendees and top companies at its 3d edition. The global forum 2019 highlights four significant topics: Blockchain, Cryptocurrency, StartUps and Mining. More than 5000 people including industry top speakers, funds and investors,...

easyMarkets Releases Brand New Trading App

Industry pioneer easyMarkets have launched their brand-new trading app, a unique, free to download mobile app, based on their award-winning web-platform. “We have come full circle from launching the world’s first web-based trading platform in 2001 to entering today’s fast paced era with...

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