Italian CONSOB warns againts two unregulated entities
The National Commission for Companies and the Stock Exchange reports that:
the company FXGlory Ltd is not authorised to provide investment services and business in Italy in any way, including through the website www.fxglory.com;
the company CFI Holding Group is not authorised to...
EXANTE Became A Member Of The Malta Stock Exchange
As you can read on EXANTE website, company became official member of Malta Stock Exchange:
"We have great and very important news to share with you! Yesterday, on October 6, 2016 EXANTE became an official member of the Malta Stock Exchange and hosted a formal reception...
New Thomson Reuters Toronto Technology Centre to Create 1,500 Jobs in Canada
Thomson Reuters today announced the expansion of its Canadian operations with the creation of a new technology centre in downtown Toronto, Ontario. The Toronto Technology Centre is expected to create 400 high-quality technology jobs in Canada over the next two years, with plans to...
ESMA consults on MiFID II guidelines regarding trading halts
The European Securities and Markets Authority (ESMA) has issued today a public consultation regarding draft guidelines on trading halts under the Markets in Financial Instruments Directive (MiFID II). MiFID II provides that “Member States shall require a regulated market to be able to temporarily...
Solactive Introduces New Index
Solactive announces the launch of the Solactive Sustainable Development Goals World Index – a new index which enables investors to gain exposure to companies that have been identified as making a significant contribution to the advancement of the United Nations’ Sustainable Development Goals (SDGs)....
SIX opens F10 and starts new fintech startup accelerator program
SIX, the operator of the Swiss financial market infrastructure, is opening its fintech startup accelerator F10 to more firms in the Swiss financial center under the umbrella of its newly formed F10 Incubator and Accelerator.
The aim of the association is to promote Switzerland's fintech...
NFA bars introducing broker Vankar Trading Corp.
NFA permanently bars Chicago, Ill., introducing broker Vankar Trading Corp. from membership and bars its principal and associated person John Karvelas from acting as a principal of an NFA Member for 10 years.
October 4, Chicago—National Futures Association (NFA) has permanently barred Chicago, Ill., introducing...
Credit Suisse Paying $90 Million Penalty for Misrepresenting Performance Metric
The Securities and Exchange Commission today announced that Credit Suisse AG has agreed to pay a $90 million penalty and admit wrongdoing to settle charges that it misrepresented how it determined a key performance metric of its wealth management business.
A former executive agreed to...
FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings
The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.
The Client Assets Sourcebook (CASS) rules are...
SGX Index Edge to calculate Nikkei Asia300 series
Singapore Exchange (SGX) and Nikkei Inc. (Nikkei) today announced a collaboration that will see SGX Index Edge developing and managing the headline Nikkei Asia300 Index and related indices.
The Asia300 is Nikkei's exclusive list of Asia's biggest and fastest-growing companies from 11 markets. There are...
