CFTC’s Office of Data and Technology Improves Online Filing Portal for CFTC Form 40

The U.S. Commodity Futures Trading Commission’s (CFTC) Office of Data and Technology (ODT) announced today that it has launched an improved online filing portal...

FINMA Closes Down Coin Providers and Issues Warning about Fake Cryptocurrencies

The Financial Market Supervisory Authority FINMA has closed down the unauthorised providers of the fake cryptocurrency "E-Coin". The developers of E-Coin had accepted some...

SEC Charges Former Staffer With Securities Fraud Violations

The Securities and Exchange Commission today charged a former employee with securities fraud in connection with his trading of options and other securities. The SEC’s...

BCSC Warns Against Danesi Global and Crown Managers

BCSC warns about Danesi Global and Crown Managers on their website Crown Managers "Crown Managers claims to have offices in China, Norway, the United Kingdom and...

CFTC Orders Morgan Stanley & Co. LLC to Pay $500,000 for Supervision Failures

The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Morgan Stanley & Co. LLC (MSCO), a Delaware limited liability...

FINRA Appoints Nathaniel Stankard As Senior Advisor To The CEO

The Financial Industry Regulatory Authority (FINRA) has announced the appointment of Nathaniel Stankard as Senior Advisor to the CEO, effective immediately. In his new...

Singapore: Consumer Advisory on Investment Schemes Involving Digital Tokens (Including Virtual Currencies)

The Commercial Affairs Department (CAD) and the Monetary Authority of Singapore (MAS) have observed the emergence of initial coin (or token) offerings (ICOs), and...

Pan-European Securities Issuance And DLT On ECB Agenda

The European Central Bank is pondering the creation of a pan-European service for issuance of securities - and the potential role of distributed ledger...

Call for candidates – AMF Creates Investment Products Advisory Committee

The Autorité des marchés financiers (the "AMF") is calling for candidates to serve on an advisory committee on investment products, primarily mutual funds, exchange-traded...

CFTC Staff Grants Relief to Market Participants from Certain Position Aggregation Requirements

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today granted relief to market participants in complying with certain position aggregation...

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