MAS Clarifies Regulatory Position on the Offer of Digital Tokens in Singapore

The Monetary Authority of Singapore (MAS) clarified today that the offer or issue of digital tokens in Singapore will be regulated by MAS if...

FCA Fines Deutsche Bank £163 Million For Serious Anti-Money Laundering Controls Failings

The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control...

LabCFTC Director Featured in Georgetown University Law Center’s Issue Brief on Fintech Innovation

Daniel Gorfine, Director of the Commodity Futures Trading Commission’s LabCFTC, is featured in the latest issue of Georgetown University Law Center’s Institute of International...

Titan Trade, Option Stars and OptionStarsGlobal on BCSC Warning List

Titan Trade Titan Trade claims to be based in Belize City, Belize, and offers an online binary options trading platform. A binary option is a type...

ASIC Broadens Fintech Cooperation with Canadian Regulators

ASIC has today announced a Cooperation Agreement with Canadian regulators on fintech cooperation. This agreement expands the existing framework for information sharing and also...

Commissioner Quintenz Named Sponsor of the Technology Advisory Committee

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Commissioner Brian Quintenz will sponsor the CFTC’s Technology Advisory Committee (TAC). The TAC advises...

FINRA Fines Merrill Lynch $2.8 Million for Systemic Reporting, Books and Records, and Related...

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner and Smith Inc. $2.8 million for systemic trade...

FINRA Board Approves Proposals to Strengthen Controls on High-Risk Brokers

The Financial Industry Regulatory Authority (FINRA) Board of Governors approved the next step in FINRA's ongoing initiative to strengthen controls on brokers with a...

ASIC Takes Further Action in Allianz Metro Binary Option Trading Investigation

ASIC has sought final orders in ongoing Federal Court proceedings against a number of international and Australian companies and associated individuals that it alleges...

FCA Decides to Ban Tom Hayes

The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial...

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