LMAX Exchange Group launches LMAX Global, a new fully regulated FCA broker alongside the...
LMAX Exchange Group, one of the UK’s fastest growing technology companies and the leading advocate of enhanced transparency and fairness in FX trading, welcomes...
CFTC Adds 71 Names to Its List of Foreign Entities that Illegally Solicit U.S....
As part of the U.S. Commodity Futures Trading Commission’s (CFTC) ongoing efforts to help protect Americans from fraud, today the CFTC added 71 new...
CFTC Staff Provides Relief Associated with Swap Trade Confirmations
The U.S. Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) today issued a no-action letter extending relief associated with swap trade confirmation...
Private Equity Adviser Barred From Industry for Improper Withdrawal From Funds
The Securities and Exchange Commission today announced that a private equity adviser has been permanently barred from the securities industry and must pay a...
Two International Bank Managers Charged in Libor Interest Rate Manipulation Scheme
Two French bank managers were indicted today for participating in a scheme to transmit false and misleading information related to the London Interbank Offered...
SEC Awards $3.5 Million To Whistleblower
The Securities and Exchange Commission today announced that a whistleblower has been awarded approximately $3.5 million for coming forward with information that led to...
Commissioner Quintenz Named Sponsor of the Technology Advisory Committee
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Commissioner Brian Quintenz will sponsor the CFTC’s Technology Advisory Committee (TAC). The TAC advises...
Polish Ministry of Finance Wants to Lower Forex Leverage to 1:25
On July 13th Polish Ministry of Finance submitted a draft of a new law, which aims in further limiting maximum leverage and stronger supervision...
ASIC charges Sydney man with dishonest use of his position
Following an ASIC investigation, Mr Shun Yuen Ken Li (also known as Leo Lee), of Roseville Chase, New South Wales has pleaded guilty in the Downing Centre...
ASIC’s client money reporting rules finalised
ASIC has released the finalised ASIC Client Money Reporting Rules 2017(client money rules) which, from 4 April 2018, will impose record-keeping, reconciliation and reporting obligations...
