FCA warns against SLS Trade
This firm is not authorised by the FCA and is targeting people in the UK. Based upon information local regulator holds, we may believe it is...
Italian CONSOB warns againts two unregulated entities
The National Commission for Companies and the Stock Exchange reports that:
the company FXGlory Ltd is not authorised to provide investment services and...
EZTS Inc. Charged With Misleading Investors About Binary Options Profitability
The Securities and Exchange Commission today announced that an Israeli-based firm must pay more than $1.7 million for misleading investors into trading binary options...
Enhanced regulatory environment set to fundamentally disrupt CFD trading industry
At least 23 CFD trading providers set to go under as consumer protection measures raise responsibility in the industry to new heights.
Regulations proposed by...
SC Files Civil Suit Against Dato’ Sreesanthan Eliathamby for Insider Trading
Securities Commission Malaysia (SC) has filed a civil suit at the Kuala Lumpur High Court against Dato’ Sreesanthan Eliathamby for insider trading involving the...
CYSEC Withdraw Authorization of UBFS Invest powered by Moneychoice Brokers Ltd
The Cyprus Securities and Exchange Commission (‘CySEC’) announces that, on its meeting of 28 th November 2016, has decided, pursuant to sections 25(1)(b), 25(1)(c)...
FINMA Closes Down Coin Providers and Issues Warning about Fake Cryptocurrencies
The Financial Market Supervisory Authority FINMA has closed down the unauthorised providers of the fake cryptocurrency "E-Coin". The developers of E-Coin had accepted some...
First Conviction Of Market Misconduct Under The Joint Investigations Arrangement With The Commercial Affairs...
Mr Tey Thean Yang Dennis (Tey) was today sentenced to a total of 16 weeks’ imprisonment as a result of a conviction arising from...
FINRA, Bats, NASDAQ, and NYSE Fine Firms for Market Access Rule Violations
Four firms have been censured and fined a total of $4.75 million for violations of various provisions of Rule 15c3-5 of the Securities Exchange...
FMA Files Crimes Act Charges Against Steven Robertson
The Financial Markets Authority (FMA) has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961.
Mr Robertson faces...