AMF Warns Agains Four Brokerages Offering FX Trading

The AMF and the ACPR are publishing a list of new websites and entities offering investments on the unregulated foreign exchange (Forex) market in...

Fake FCA emails

News from FCA website: We are aware that fraudsters are sending emails that appear to be from an FCA email address or refer to the FCA...

FMA Seeks Feedback On Robo-Advice Exemption

The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice)....

EZTS Inc. Charged With Misleading Investors About Binary Options Profitability

The Securities and Exchange Commission today announced that an Israeli-based firm must pay more than $1.7 million for misleading investors into trading binary options...

FCA – Two Charged With Insider Dealing

The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s...

Federal Court in New York Orders Gary Creagh and His Company, Wall Street Pirate...

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge J. Paul Oetken of the U.S. District Court for the Southern District of...

Day Trader Pleads Guilty to Market Manipulation

A 31-year-old South Australian man has pleaded guilty in the District Court of South Australia to market manipulation charges under sections 1041A(c) and 1041B(1)(a)...

CFTC Divisions Extend Time-Limited No-Action Relief from the Clearing and Trade Execution Requirements

The U.S. Commodity Futures Trading Commission’s (CFTC) Divisions of Clearing and Risk (DCR) and Market Oversight (DMO) today each extended previously-issued no-action relief from...

SEC Announces $2.5 Million Whistleblower Award

The Securities and Exchange Commission today announced an award of nearly $2.5 million to an employee of a domestic government agency whose whistleblower tip...

Financial Consumer Alert: List of Unauthorised Companies and Websites Has Been Updated

The Bank has updated the Financial Consumer Alert list. The list consists of companies and websites which are neither authorised nor approved under the...

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