FMA Seeks Feedback On Robo-Advice Exemption

The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice)....

SEC Announces Whistleblower Award of More Than $1.7 Million

The Securities and Exchange Commission today announced a whistleblower award of more than $1.7 million to a company insider who provided the agency with...

Russian regulator reviews MOEX USD/RUB FX Fixing

Following its monitoring of the MOEX USD/RUB FX Fixing, the Central Bank of Russia (CBR) has confirmed that the benchmark accurately reflects the market...

CySEC: Xtrade Europe with partial CIF license suspension

The Cyprus Securities and Exchange Commission (‘CySEC’) announces that the authorisation of the Cyprus Investment Firm Xtrade Europe Ltd (‘the Company’), number 108/10, is...

CFTC Grants DCO Registration to LedgerX LLC

The U.S. Commodity Futures Trading Commission (Commission) announced today that by a unanimous vote of the Commission, it has issued an order granting LedgerX,...

Singapore: Consumer Advisory on Investment Schemes Involving Digital Tokens (Including Virtual Currencies)

The Commercial Affairs Department (CAD) and the Monetary Authority of Singapore (MAS) have observed the emergence of initial coin (or token) offerings (ICOs), and...

SEC Charges Financial Adviser With Stealing From Client Accounts

The Securities and Exchange Commission today charged an investment adviser representative with stealing approximately $5 million from client accounts by initiating unauthorized wire transfers...

CFTC Adds 71 Names to Its List of Foreign Entities that Illegally Solicit U.S....

As part of the U.S. Commodity Futures Trading Commission’s (CFTC) ongoing efforts to help protect Americans from fraud, today the CFTC added 71 new...

Sydney Man Faces Charges for Market Manipulation

Mr Benjamin Amzalak, 46, of Bondi in New South Wales, has appeared by his counsel before the Downing Centre Local Court today on 10...

ASIC Overview of Licensing and Professional Registration

ASIC has today reported on its approach to and assessment of licence applications and professional registrations for the period July 2016 to June 2017. Report 553 Overview...

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