Home Forex B2B Regulation

Regulation

    Random

    FINRA Appoints Nathaniel Stankard As Senior Advisor To The CEO

    Regulation Comparic Team -
    The Financial Industry Regulatory Authority (FINRA) has announced the appointment of Nathaniel Stankard as Senior Advisor to the CEO, effective immediately. In his new...

    SFC commences cybersecurity review on brokers’ internet and mobile trading systems

    Regulation Comparic Team -
    The Securities and Futures Commission (SFC) has launched a review to assess the cybersecurity preparedness, compliance and resilience of brokers’ internet and mobile trading...

    ASX Updates Its Cash Equities Clearing And Settlement Code Of Practice

    Regulation Przemyslaw Jarzabek -
    ASX has updated its Cash Equities Clearing and Settlement Code of Practice (Code) to align with the set of Regulatory Expectations released today by...

    SEC Charges Chinese Citizens Who Reaped Massive Profits From Insider Trading on Comcast-Dreamworks Acquisition

    Regulation Comparic Team -
    The Securities and Exchange Commission today announced that it obtained an emergency court order freezing brokerage accounts holding more than $29 million in illegal...

    SEC Charges Former Head Traders at Nomura With Fraud

    Regulation Comparic Team -
    The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities...

    SGX, ABS, ISCA, Law Society and SID Jointly Launch Guide on Prevention of Insider...

    Regulation Comparic Team -
    Singapore Exchange (“SGX”), together with the Association of Banks in Singapore (ABS), the Institute of Singapore Chartered Accountants (ISCA), the Law Society of Singapore...

    FCA issues list of unauthorised binary options providers

    Regulation Comparic Team -
    The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options...

    FSB Reports on Reforms to OTC Derivatives Markets

    Regulation Comparic Team -
    The Financial Stability Board (FSB) today published three reports setting out progress on reforms to over-the-counter (OTC) derivatives markets.1 The three reports look at the...

    SFC bans Chan Wai Nun for six months

    Regulation Comparic Team -
    The Securities and Futures Commission (SFC) has banned Mr Chan Wai Nun, a former investment counsellor of DBS Bank (Hong Kong) Limited (DBSHK), from...

    ASIC’s client money reporting rules finalised

    Regulation Comparic Team -
    ASIC has released the finalised ASIC Client Money Reporting Rules 2017(client money rules) which, from 4 April 2018, will impose record-keeping, reconciliation and reporting obligations...
    1...252627Page 26 of 27

    GOOD TO KNOW!

    RECENT ARTICLES

    The Comparic.com is created out of our passion for financial markets and online trading. We do it every day and we are the best in it. Our goal is simple - to provide the most proven tools that you will use in your trading. We hope to inspire you, unleash your potential and contribute to your success in investing in financial markets. We believe that thanks to online trading you will be able to realize your dreams and goals.

    All content posted on the website comparic.com and its subpages is for information purposes only and presents the authors' own opinions. These contents have been prepared diligently, with due diligence and do not constitute the basis for making investment decisions, investment advice or recommendations within the meaning of the Regulation of the Minister of Finance of 19 October 2005 on information constituting recommendations regarding financial instruments, their issuers or exhibitors (Dz. Of Laws of 2005, No. 206, item 1715). The comparic.com portal is not responsible for all transactions, damages, expenses incurred and lost profits arising in connection with investment decisions made on the basis of the content available on the website comparic.com.

    The comparic.com portal informs that investing in financial markets may be associated with a significant level of risk and significant losses of invested funds. Particular consideration should be given to financial instruments based on margin trading, in particular, Forex currency exchange instruments (FOReign EXchange), futures and CFDs (Contract for Difference). For these instruments, leverage may result in losses exceeding the investor's initial deposit.

    CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. From 74% to 89% of retail investor accounts have money losses as a result of trading CFDs. Think about whether you understand how CFDs work and whether you can afford the high risk of losing your money.

    The administrator of the website comparic.com is Finvest Group based in Warsaw at Bieniewicka 26, 01-632 Warsaw, Poland.
    © comparic.com