FMA Files Crimes Act Charges Against Steven Robertson
The Financial Markets Authority (FMA) has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961.
Mr Robertson faces...
Citigroup Global Markets Australia Pays $50,000 In Infringement Notice Penalty
Citigroup Global Markets Australia Pty Ltd ('Citigroup') has paid a penalty of $50,000 to comply with an infringement notice given to it by the...
MAS Clarifies Regulatory Position on the Offer of Digital Tokens in Singapore
The Monetary Authority of Singapore (MAS) clarified today that the offer or issue of digital tokens in Singapore will be regulated by MAS if...
Federal Court Orders Arizona Resident Derek Springfield and His Company, Draven, LLC, to Pay...
The Commodity Futures Trading Commission (CFTC) today announced that Judge David G. Campbell of U.S. District Court for the District of Arizona entered a...
CFTC Charges New York Resident Daniel Winston LaMarco and His Company, GDLogix Inc., with...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Eastern District of New York...
CySEC: XForex with €225.000 fine
The Board of the Cyprus Securities and Exchange Commission (the ‘CySEC’) wishes to inform investors that, at its meeting held on September 26, 2016,...
SEC Detects Brokers Defrauding Customers
The Securities and Exchange Commission today charged three New York-based brokers with making unsuitable recommendations that resulted in substantial losses to customers and hefty...
Hedge Fund Adviser Charged for Inadequate Controls to Prevent Insider Trading
The Securities and Exchange Commission today announced that hedge fund advisory firm Deerfield Management Company L.P. has agreed to pay more than $4.6 million...
FINRA Sanctions Merrill Lynch $7 Million for Inadequate Supervision of Securities-Backed Leverage in Customer...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc. $6.25 million and the firm...
Former Private Equity Firm Partner Charged With Secretly Billing Clients for His Vacations and...
The Securities and Exchange Commission today charged Mohammed Ali Rashid, a former senior partner at Apollo Management L.P., with defrauding his fund clients by...











![Aurix24 Review: Advanced Solution for Smooth and Secure Financial Trading [aurix24.com]](https://comparic.com/wp-content/uploads/2026/01/image001-100x70.png)








