SEC Charges Two Brokers With Defrauding Customers

The Securities and Exchange Commission today charged two New York-based brokers with fraudulently using an in-and-out trading strategy that was unsuitable for customers in...

Federal Court in New York Orders Gary Creagh and His Company, Wall Street Pirate...

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge J. Paul Oetken of the U.S. District Court for the Southern District of...

MyChargeBack Sees a 50%‒70% Month-to-month Caseload Surge by Defrauded Binary Option Clients

Today, MyChargeBack.com, owned and operated by Cactil LLC, announced that their ChargeBack VIP program has successfully disputed more than $1 million USD in claims to-date. This...

CFTC charges E-Slate with Fraud

The Commodity Futures Trading Commission (CFTC) today announced the filing of a Complaint on October 2, 2017, in the U.S. District Court for the...

Consumer Warning About the Risks of Investing in Cryptocurrency Cfds

Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely...

SEC Awards $3.5 Million To Whistleblower

The Securities and Exchange Commission today announced that a whistleblower has been awarded approximately $3.5 million for coming forward with information that led to...

SEC Exposes Two Initial Coin Offerings Purportedly Backed by Real Estate and Diamonds

The Securities and Exchange Commission today charged a former executive at Life Time Fitness Inc., a middleman tipper, and six traders with insider trading...

SGX, ABS, ISCA, Law Society and SID Jointly Launch Guide on Prevention of Insider...

Singapore Exchange (“SGX”), together with the Association of Banks in Singapore (ABS), the Institute of Singapore Chartered Accountants (ISCA), the Law Society of Singapore...

SEC Charges Financial Adviser With Stealing From Client Accounts

The Securities and Exchange Commission today charged an investment adviser representative with stealing approximately $5 million from client accounts by initiating unauthorized wire transfers...

FCA fines and bans former RBS trader, Neil Danziger

The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil...

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