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    SEC Charges Former Head Traders at Nomura With Fraud

    Regulation Comparic Team -
    The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities...

    FCA – Two Charged With Insider Dealing

    Regulation Comparic Team -
    The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s...

    BaFin restricts CFD trading

    Regulation Comparic Team -
    The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) today issued a General Administrative Act pursuant to section 4b of the German Securities Trading...

    CFTC Orders Aruba-based Copersucar Trading A.V.V. to Pay a $300,000 Penalty for Executing Wash...

    Regulation Comparic Team -
    The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Copersucar Trading A.V.V. (Copersucar), an Aruban corporation and a subsidiary...

    SFC bans Chan Wai Nun for six months

    Regulation Comparic Team -
    The Securities and Futures Commission (SFC) has banned Mr Chan Wai Nun, a former investment counsellor of DBS Bank (Hong Kong) Limited (DBSHK), from...

    SEC Detects Brokers Defrauding Customers

    Regulation Comparic Team -
    The Securities and Exchange Commission today charged three New York-based brokers with making unsuitable recommendations that resulted in substantial losses to customers and hefty...

    SEC Charges Brokerage Firm With Failing to Comply With Anti-Money Laundering Laws

    Regulation Comparic Team -
    The Securities and Exchange Commission today charged a Salt Lake City-based brokerage firm with securities law violations related to its alleged practice of clearing...

    Capita Financial Managers to Pay Up to £66 Million for The Benefit of Investors...

    Regulation Comparic Team -
    The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million...

    SEC Monitoring Impact of Hurricane Irma on Capital Markets, Continues to Monitor Impact of...

    Regulation Comparic Team -
    The Securities and Exchange Commission is closely monitoring of the impact of Hurricane Irma on investors and capital markets, and continues to monitor the...

    ASIC Welcomes Passage Of Client Money Reforms By Parliament

    Regulation Comparic Team -
    ASIC has welcomed the passage of client money reforms contained in the Treasury Laws Amendment (Measures No. 1) Bill 2016 (the Bill). 'The amendments to...
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    The comparic.com portal informs that investing in financial markets may be associated with a significant level of risk and significant losses of invested funds. Particular consideration should be given to financial instruments based on margin trading, in particular, Forex currency exchange instruments (FOReign EXchange), futures and CFDs (Contract for Difference). For these instruments, leverage may result in losses exceeding the investor's initial deposit.

    CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. From 74% to 89% of retail investor accounts have money losses as a result of trading CFDs. Think about whether you understand how CFDs work and whether you can afford the high risk of losing your money.

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