CySEC: Reminder For The Obligations Of Article 32 Of The Investment Services And Activities...
The Cyprus Securities and Exchange Commission (‘the CySEC’) wishes, with this circular, to remind the Cyprus Investments Firms (‘CIFs’) and the persons who effectively...
Amendments To Derivatives Regulation – AMF Proposes To Prohibit The Sale Of Binary Options...
After issuing several warnings to Quebeckers about the risks of binary options, the Autorité des marchés financiers (“AMF”) intends to formally prohibit the offering...
Securities Commission Malaysia Issues Cease And Desist Order To CopyCash Foundation – Initial Coin...
The Securities Commission Malaysia (SC) has directed CopyCash Foundation to immediately cease and desist all its proposed activities including a purported plan to launch...
CFTC Orders J.P. Morgan Securities LLC to Pay $900,000 for Supervision Failures
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against J.P. Morgan Securities LLC (JPMS), a Delaware corporation...
Polish Ministry of Finance Wants to Lower Forex Leverage to 1:25
On July 13th Polish Ministry of Finance submitted a draft of a new law, which aims in further limiting maximum leverage and stronger supervision...
CFTC Charges New York Resident Daniel Winston LaMarco and His Company, GDLogix Inc., with...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Eastern District of New York...
CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the Central...
Merrill Lynch (Australia) Futures pays $60,000 in infringement notice penalty
Merrill Lynch (Australia) Futures Limited (“MLAF”) has paid a penalty of $60,000 to comply with an infringement notice given to it by the Markets Disciplinary...
SEC Charges Platinum Funds and Founder With Defrauding Investors
The Securities and Exchange Commission today charged the founder of Platinum Partners and two of its flagship hedge fund advisory firms with conducting a...
ESMA Clarifies MiFiD II Position Limit Regime For Contracts Traded On Third-Country Venues
The European Securities and Markets Authority (ESMA) has issues today further clarifications regarding the position limits regime under the Market in Financial Instruments Directive...