CYSEC Decision Regarding Best Choice FBC Ltd

Following the announcement dated 29th September 2016, the Cyprus Securities and Exchange Commission (‘CySEC’), after a decision at the meeting dated 28th November 2016,...

Russian regulator reviews MOEX USD/RUB FX Fixing

Following its monitoring of the MOEX USD/RUB FX Fixing, the Central Bank of Russia (CBR) has confirmed that the benchmark accurately reflects the market...

SEC Charges Former Staffer With Securities Fraud Violations

The Securities and Exchange Commission today charged a former employee with securities fraud in connection with his trading of options and other securities. The SEC’s...

ASIC Broadens Fintech Cooperation with Canadian Regulators

ASIC has today announced a Cooperation Agreement with Canadian regulators on fintech cooperation. This agreement expands the existing framework for information sharing and also...

SEC Announces $2.5 Million Whistleblower Award

The Securities and Exchange Commission today announced an award of nearly $2.5 million to an employee of a domestic government agency whose whistleblower tip...

CEO Charged With Using Secret Accounts for Insider Trading in Company Stock

The Securities and Exchange Commission today charged the former CEO of a Silicon Valley-based fiber optics company with insider trading in company stock by...

AMF Warns Agains Four Brokerages Offering FX Trading

The AMF and the ACPR are publishing a list of new websites and entities offering investments on the unregulated foreign exchange (Forex) market in...

Polish Ministry of Finance Wants to Lower Forex Leverage to 1:25

On July 13th Polish Ministry of Finance submitted a draft of a new law, which aims in further limiting maximum leverage and stronger supervision...

Fake FCA emails!

We are aware that an email has been sent which appears to be from fca.updates@fca.org.uk. This email was not sent by the FCA and recipients should...

Brokerage Firm Paying Penalty for Compliance and Trading Surveillance Failures

The Securities and Exchange Commission today announced that a New York-based brokerage firm has agreed to pay a $100,000 penalty to settle charges of...

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