SEC Issues Investigative Report Concluding DAO Tokens, a Digital Asset, Were Securities
The Securities and Exchange Commission issued an investigative report today cautioning market participants that offers and sales of digital assets by "virtual" organizations are subject...
ASIC and RBA welcome the publication of ASX BBSW Trade and Trade Reporting guidelines
ASIC and the Reserve Bank of Australia (RBA) today welcome the publication of the ASX BBSW Trade and Trade Reporting Guidelines (ASX BBSW Guidelines).
The...
Investor Alert: Public Companies Making Ico-Related Claims
The SEC’s Office of Investor Education and Advocacy is warning investors about potential scams involving stock of companies claiming to be related to, or...
CFTC Grants SEF Registration to LedgerX LLC
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to LedgerX LLC (LedgerX), granting it registration...
CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the District...
Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades
The Securities and Exchange Commission today announced that Citadel Securities LLC has agreed to pay $22.6 million to settle charges that its business unit...
CFTC Grants Order to LCH.Clearnet Limited Permitting Portfolio Margining of Customer Positions in Futures,...
The U.S. Commodity Futures Trading Commission (CFTC ) today issued an order to LCH.Clearnet Limited (LCH), a CFTC-registered derivatives clearing organization, under Section 4d(f)...
Broker Charged With Defrauding Customers
The Securities and Exchange Commission today charged a former broker with knowingly or recklessly trading unsuitable investment products in the accounts of five customers...
Polish Financial Supervision Authority Answers Comparic Questions About New Regulations
KNF – Komisja Nadzoru Finansowego (Financial Supervision Authority) is Polish financial regulatory Its responsibilities include supervising of banking, capital markets, insurance, pension scheme and...
CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Citibank, N.A. (CBNA) and Citigroup Global Markets Limited (CGML) (collectively, Citi),...















![Aurix24 Review: Advanced Solution for Smooth and Secure Financial Trading [aurix24.com]](https://comparic.com/wp-content/uploads/2026/01/image001-100x70.png)






