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CFTC Launches Virtual Currency Resource Web Page

The Commodity Futures Trading Commission (CFTC) today launched a virtual currency resource Web page, cftc.gov/bitcoin. This dedicated page is a central repository for Commission-produced resources...

CFTC Staff Issues Interpretive Guidance Clarifying Commodity Trading Advisor Registration Requirements Resulting from the...

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued interpretative guidance providing that a futures commission merchant...

LabCFTC Director Featured in Georgetown University Law Center’s Issue Brief on Fintech Innovation

Daniel Gorfine, Director of the Commodity Futures Trading Commission’s LabCFTC, is featured in the latest issue of Georgetown University Law Center’s Institute of International...

CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant Services LLC to Pay Penalty...

The Commodity Futures Trading Commission (CFTC) today issued an order filing and settling charges against FCStone Merchant Services LLC (FCStone Merchant) for entering into multiple noncompetitive...

Federal Court Orders Arizona Resident Derek Springfield and His Company, Draven, LLC, to Pay...

The Commodity Futures Trading Commission (CFTC) today announced that Judge David G. Campbell of U.S. District Court for the District of Arizona entered a...

CFTC Orders Morgan Stanley & Co. LLC to Pay $500,000 for Supervision Failures

The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Morgan Stanley & Co. LLC (MSCO), a Delaware limited liability...

CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000...

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Citibank, N.A. (CBNA) and Citigroup Global Markets Limited (CGML) (collectively, Citi),...

CFTC Orders Merrill, Lynch, Pierce, Fenner & Smith Incorporated to Pay $2.5 Million to...

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Merrill, Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch),...

CFTC Chairman Giancarlo Appoints Matthew B. Kulkin as Director of the Division of Swap...

U.S. Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo today announced the appointment of Matthew B. Kulkin to serve as Director of the...

CFTC’s Office of Data and Technology Improves Online Filing Portal for CFTC Form 40

The U.S. Commodity Futures Trading Commission’s (CFTC) Office of Data and Technology (ODT) announced today that it has launched an improved online filing portal...

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