Tag: SEC
SEC Announces $2.5 Million Whistleblower Award
The Securities and Exchange Commission today announced an award of nearly $2.5 million to an employee of a domestic government agency whose whistleblower tip...
SEC Announces Christopher Hetner as Senior Advisor to the Chairman for Cybersecurity Policy
The Securities and Exchange Commission today announced that Christopher R. Hetner will continue to serve as Senior Advisor to Chairman Jay Clayton for Cybersecurity...
SEC Announces Charges in Massive Telemarketing Boiler Room Scheme Targeting Seniors
The Securities and Exchange Commission today brought fraud charges against 13 individuals allegedly involved in two Long Island-based cold calling scams that bilked more...
Credit Suisse Paying $90 Million Penalty for Misrepresenting Performance Metric
The Securities and Exchange Commission today announced that Credit Suisse AG has agreed to pay a $90 million penalty and admit wrongdoing to settle...