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SFC bans Chan Wai Nun for six months

Forex B2B Comparic Team -
The Securities and Futures Commission (SFC) has banned Mr Chan Wai Nun, a former investment counsellor of DBS Bank (Hong Kong) Limited (DBSHK), from...

SFC reprimands and fines Wu Hon Cheung $50,000

Forex B2B Comparic Team -
The Securities and Futures Commission (SFC) has reprimanded Mr Wu Hon Cheung, a former account executive of Sun Hung Kai Investment Services Limited (Sun...

Launch of the SFC Regulatory Sandbox

Forex B2B Comparic Team -
The Securities and Futures Commission (SFC) today issued a circular announcing the launch of the SFC Regulatory Sandbox to provide a confined regulatory environment for qualified...

SFC bans Shum Kam Ming for life

Forex B2B Comparic Team -
The Securities and Futures Commission (SFC) has banned Mr Shum Kam Ming, a former account executive of Sincere Securities Limited (Sincere Securities), from re-entering...

SFC and DFSA Sign Fintech Cooperation Agreement

FinTech Comparic Team -
The Securities and Futures Commission (SFC) today entered into a cooperation agreement with the Dubai Financial Services Authority (DFSA) to establish a framework for...

SFC commences cybersecurity review on brokers’ internet and mobile trading systems

Forex B2B Comparic Team -
The Securities and Futures Commission (SFC) has launched a review to assess the cybersecurity preparedness, compliance and resilience of brokers’ internet and mobile trading...

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