SEC Names Kenneth A. Johnson as Chief Operating Officer

The Securities and Exchange Commission today announced that Kenneth A. Johnson has been named the agency's Chief Operating Officer (COO). Mr. Johnson has served as...

SEC Names Dr. Narahari Phatak Associate Director for Policy in the Division of Economic...

The Securities and Exchange Commission today announced that Dr. Narahari Phatak has been named Associate Director for Policy in the Division of Economic and...

Wenchi Hu, Associate Director in the Division of Trading and Markets, to Leave SEC

The Securities and Exchange Commission today announced that Wenchi Hu, an Associate Director in the Division of Trading and Markets, will leave the agency...

Nasdaq Appoints Mattias Hammarqvist as New CEO of Nasdaq Broker Services AB

Nasdaq Inc. (NASDAQ: NDAQ) today announced that Mattias Hammarqvist has been appointed New CEO of Nasdaq Broker Services AB, effective June 14, 2017. The...

Catherine McGuire to Retire After More Than 40 Years at the SEC

The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at...

Axioma Names Former UBS Delta Executive Ian Lumb Managing Director, Head of Risk Solutions

Axioma announced today the appointment of Ian Lumb as Managing Director, Head of Risk Solutions, a newly created position. Lumb was previously Global Head...

Securities Commission Malaysia New Appointments

Securities Commission Malaysia (SC) today announced the appointment of Dato’ Gumuri Hussain as the Executive Chairman of Audit Oversight Board (AOB), effective 18 November 2016. Dato’...

LSEG Board Appointment

London Stock Exchange Group plc (LSEG) today announces that Val Rahmani will join the Group Board as an Independent Non-Executive Director, with effect from...

NEX Optimisation Appoints Paul Busby as Global Head of Sales for ENSO

NEX Optimisation, which helps clients reduce complexity and optimise resources across the transaction lifecycle, announces today that it has appointed Paul Busby as Global...

SEC Appoints New Chairman and Board Members to PCAOB

The Securities and Exchange Commission today announced the appointment of William D. Duhnke III as Chairman and J. Robert Brown, Kathleen M. Hamm, James...

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