CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with...

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the District...

ITG Paying $24 Million for Improper Handling of ADRs

The Securities and Exchange Commission today announced that broker ITG agreed to pay more than $24.4 million to settle charges that it violated federal...

ASIC Targets Unlicensed Binary Option Mobile Apps

In March 2017, ASIC conducted a review of various mobile app stores focusing on apps associated with binary options trading. The review highlighted over 330...

Federal Court in Florida Orders Joseph Charles DiCrisci to Pay More than $2.9 Million...

The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge William P. Dimitrouleas of the U.S. District Court for the Southern District of Florida...

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